Program Structure

The NCI SBIR & STTR Programs are structured in three phases.

Phase I. The objective of Phase I is to establish the technical merit and feasibility of the proposed research and development efforts and to determine the quality of performance of the small business awardee organization prior to providing further federal support in Phase II. Phase I support is normally $100,000 provided over a period of six months for SBIR and one year for STTR. With proper justification, applicants may propose longer periods of time and greater amounts of funds necessary for completion of the project.

Phase II. The objective of Phase II is to continue the research and development efforts initiated in Phase I. Only Phase I awardees are eligible for a Phase II award. SBIR and STTR Phase II awards normally may not exceed a total of $750,000. With proper justification, applicants may propose longer periods of time and greater amounts of funds necessary to establish the technical merit and feasibility of the proposed project.

Phase III. The objective of Phase III, where appropriate, is for the small business concern to pursue with non-SBIR/STTR funds the commercialization objectives resulting from the Phase I/II research and development activities.